AML

Anti-Money Laundering

Republic Securities Limited has implemented an Anti-Money Laundering (AML) compliance program, which is designed to comply with Trinidad and Tobago's Anti-Money Laundering and Financing of Terrorism legislation and Regulatory Guidelines.

Please see the following general information about Republic Securities Limited AML compliance program.

Republic Securities Limited Anti-Money Laundering (AML) and Counter-Terrorist Financing Policy Statement

The global threats of money laundering and the financing of terrorism have led financial sector regulators and financial institutions to strengthen their vigilance in support of the efforts of governments. These efforts are primarily to detect attempts by individuals to launder money and finance terrorism and are geared to minimise the possibility that their jurisdictions or institutions are involved in these illicit activities. Effective enforcement of policies to deter money laundering and the financing of terrorism should, inter alia, enhance the integrity of Republic Securities Limited operations and by extension, the financial system and reduce incentives for the commission of crime within the jurisdiction.

Republic Securities Limited AML Compliance Program

Republic Securities Limited has developed an Anti-Money Laundering Compliance Program in conjunction with domestic Anti-Money Laundering and Financing of Terrorism legislation and Regulatory Guidelines. It sets out the policy and procedures of Republic Securities Limited in relation to the minimum standards for anti-money laundering and the combating of the financing of terrorism (AML/CFT).

The Trinidad and Tobago regulatory framework consists of several pieces of legislation aimed at preventing and detecting money laundering, terrorist financing, and other serious crimes.

Please click the following link to view and/or print a letter from Republic Securities Limited AML Compliance Program Letter

Republic Securities Limited AML Compliance Program Letter

Republic Securities Limited AML Questionnaire

Republic Securities Limited has also prepared an AML Questionnaire, for use by any financial institution that requires more detailed information about Republic Securities Limited AML compliance program. Please click below to view/print the questionnaire.

Republic Securities Limited AML questionnaire

Questions?

Should you required further information regarding any of the above AML information, please contact us via email at: rslinfo@republictt.com