Retroactive Due Diligence Notice
Pursuant to Section 87 of the Trinidad & Tobago Securities Act, 2012, your Broker is required to keep such records in relations to the prevention of money laundering and combating the financing of terrorism and its written laws.
As such, please contact our Retroactive Due Diligence Project team at (868) 623-0435 extensions; 49909, 49901 and 49923, today, for guidance towards updating and providing specific 'Know Your Customer' information and documents.
Failure to produce the requested information and documents to our Office may result in a suspension of services and/or termination of the existing relationship. Keenly, this suspension of services can take the form of the Company being unable to execute a buy order and/or the freezing of proceeds from a sell order, unless the requested information is provided.
Please cooperate with us as we set sail for full compliance with the anti-money laundering and combating terrorist financing laws.